Adam Michael Ruane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Jan 2025)
    • CF30 Customer (since 8 Jan 2025)
    • CF30 Customer (9 Sep 2013 to 8 Nov 2019)
  • JEM Wealth Management Limited

    FRN 938402

    • (1)Employed By (since 8 Jan 2025)
  • DAVID WILLIAMS I F A LIMITED (no longer approved here)

    FRN 530750

    • [FCA CF] Client dealing (16 Nov 2021 to 21 Nov 2024)
    • [FCA CF] Functions requiring qualifications (16 Nov 2021 to 21 Nov 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Oct 2021)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (30 Oct 2012 to 9 Sep 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF22 Investment Adviser (Trainee) (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.