Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bahador Mahvelati

    IRN BXM00504

    • SMF24 Chief Operations (19 May 2025 to 1 Apr 2026)
  • Benjamin Glassman

    IRN BXG01186

    • [FCA CF] Manager of certification employee (28 Jan 2025 to 1 Apr 2026)
  • Benjamin Siddons

    IRN BXS00416

    • [FCA CF] Client dealing (18 May 2023 to 26 Dec 2023)
  • Bennedetta Siobhan Peto

    IRN BXP01478

    • SMF18 Other Overall Responsibility (1 Dec 2020 to 23 Jul 2025)
  • Billy Mabberley

    IRN BXM00480

    • [FCA CF] Client dealing (4 Nov 2024 to 1 Apr 2026)
  • Bindesh Savjani

    IRN BXS01328

    • SMF16 Compliance Oversight (30 Aug 2024 to 1 Apr 2026)
    • SMF4 Chief Risk (21 Nov 2023 to 1 Apr 2026)
  • Blake Charles Goldring

    IRN BCG01036

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
    • CF2 Non Executive Director (10 Nov 2015 to 8 Dec 2019)
  • Bonnie Murphy

    IRN BXM00408

    • [FCA CF] Client dealing (19 Sep 2023 to 8 Jan 2025)
  • Brian Paul Johnson

    IRN BXJ00047

    • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
  • Bronwen Alice Lancaster

    IRN BAP01031

    • [FCA CF] Manager of certification employee (18 Mar 2024 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.