Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caitlin O'Neill

    IRN CXO00175

    • [FCA CF] Client dealing (12 Jul 2023 to 1 Apr 2026)
  • Callum McGuire

    IRN CXM00943

    • [FCA CF] Client dealing (7 Sep 2023 to 8 Sep 2025)
  • Calum Ian Georgeson

    IRN CXG00303

    • [FCA CF] Client dealing (12 Dec 2024 to 1 Apr 2026)
  • Calvin Thiara

    IRN CXT00413

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Carl Sackett

    IRN CXS00733

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Carl Saunders

    IRN CXS13856

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
  • Carla Stent

    IRN CRS01104

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Apr 2026)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Apr 2026)
    • CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
  • Caroline Rushen

    IRN CXR00551

    • [FCA CF] Client dealing (9 Jul 2024 to 1 Apr 2026)
  • Caroline Ruth Magill

    IRN CRM01094

    • [FCA CF] Manager of certification employee (2 Sep 2021 to 1 Apr 2026)
  • Caroline Stanton

    IRN CXS00736

    • [FCA CF] Manager of certification employee (3 Jan 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.