Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catrina Morag Ogilvie

    IRN CMO00004

    • CF30 Customer (30 Sep 2016 to 29 Mar 2019)
  • Celia Agudin Mora

    IRN CXA00296

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Charles Gowlland

    IRN COG01004

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Aug 2022)
  • Charlotte Davies

    IRN CXT01367

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Significant management (3 Oct 2022 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (3 Oct 2022 to 1 Apr 2026)
  • Charlotte Louisa Brayton Gibbs

    IRN CLB01147

    • CF30 Customer (6 Sep 2016 to 12 Apr 2018)
  • Charlotte Platts

    IRN CLP01024

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (6 Sep 2024 to 1 Apr 2026)
  • Cheryl Anne Brennan

    IRN CAB01260

    • SMF3 Executive Director (since 1 Apr 2026)
    • Responsible for Insurance Distribution (since 1 Apr 2026)
  • Chloe Armstrong

    IRN CXH00761

    • [FCA CF] Client dealing (19 Feb 2024 to 1 Apr 2026)
  • Christine Brown

    IRN CXB00804

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Christine Holland

    IRN CXH00665

    • [FCA CF] Client dealing (24 May 2023 to 30 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

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