Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Lau

    IRN CCC01037

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Christopher Adam Soborowski

    IRN CAS00008

    • CF24 Pension Transfer Specialist (21 Apr 2004 to 15 Jul 2005)
    • CF21 Investment Adviser (19 Feb 2003 to 15 Jul 2005)
    • CF22 Investment Adviser (Trainee) (13 Jan 2003 to 19 Feb 2003)
  • Christopher Alan Spackman

    IRN CXS00036

    • CF21 Investment Adviser (7 Apr 2003 to 15 Jul 2005)
    • CF22 Investment Adviser (Trainee) (18 Feb 2003 to 7 Apr 2003)
  • Christopher Hughes

    IRN CXH01537

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Christopher James Murray

    IRN CJM01143

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christopher John Faulkner

    IRN CJF00036

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)
  • Christopher John Green

    IRN CJG00055

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 21 Nov 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2003)
  • Christopher John Kenny

    IRN CJK01016

    • [FCA CF] Material risk taker (9 Oct 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (7 Jun 2022 to 1 Apr 2026)
    • [FCA CF] Significant management (1 Jan 2021 to 1 Apr 2026)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 23 Oct 2020)
    • CF29 Significant management (3 Oct 2019 to 8 Dec 2019)
  • Christopher Jon Pell

    IRN CJP01190

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 1 Apr 2026)
  • Christopher Kevin Woodhouse

    IRN CKW00005

    • SMF3 Executive Director (27 Aug 2020 to 14 Aug 2023)
    • SMF1 Chief Executive (27 Aug 2020 to 14 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.