Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher McVeigh

    IRN CXM00336

    • [FCA CF] Manager of certification employee (19 Mar 2024 to 1 Apr 2026)
  • Christopher Montague Grigg

    IRN CMG01047

    • SMF13 Chair of the Nominations Committee (16 Feb 2022 to 1 Apr 2026)
    • SMF9 Chair of the Governing Body (16 Feb 2022 to 1 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (2 Aug 2021 to 26 Oct 2022)
  • Christopher Richard Lynas

    IRN CRL01032

    • CF1 Director (1 Dec 2001 to 1 Aug 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2005)
  • Cian Cousins

    IRN CXC00828

    • [FCA CF] Client dealing (6 Aug 2024 to 1 Apr 2026)
  • Claire Carlin

    IRN CXC00687

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (18 May 2023 to 1 Apr 2026)
  • Claire Jukes

    IRN CXJ00262

    • [FCA CF] Manager of certification employee (18 May 2023 to 1 Apr 2026)
    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Claire Roberts

    IRN CXR00179

    • [FCA CF] Client dealing (3 Aug 2020 to 2 Dec 2022)
  • Clare Hamilton

    IRN CXH00449

    • [FCA CF] Client dealing (31 Mar 2023 to 13 Jan 2025)
    • [FCA CF] Manager of certification employee (13 Dec 2021 to 13 Jan 2025)
  • Clare Hough

    IRN CXH00811

    • [FCA CF] Client dealing (23 Dec 2024 to 1 Apr 2026)
  • Clinton Reynolds

    IRN CXR00558

    • [FCA CF] Client dealing (8 Aug 2024 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

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