Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Richard Mann

    IRN CRM00010

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Jul 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2005)
  • Colum Blackwood

    IRN CXB00803

    • [FCA CF] Client dealing (18 May 2023 to 15 Oct 2024)
  • Craig Brian Routledge

    IRN CBR01028

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (22 Dec 2017 to 8 Dec 2019)
  • Craig Thomas Watson

    IRN CXW00558

    • [FCA CF] Client dealing (18 May 2023 to 18 Dec 2025)
  • Craig William Strachan

    IRN CXS00579

    • [FCA CF] Client dealing (7 Mar 2025 to 12 Sep 2025)
  • Daniel Golding

    IRN DXG00467

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Daniel Morris

    IRN DXM02149

    • CF30 Customer (26 Jan 2015 to 8 Dec 2019)
  • Daniel Paul Scott Bond

    IRN DPB01074

    • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • Daniel Walker

    IRN DXW00455

    • [FCA CF] Significant management (16 Mar 2022 to 31 Mar 2025)
  • Daniela Glover

    IRN DXG00024

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 May 2006 to 31 Aug 2006)
    • CF21 Investment Adviser (13 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Nov 2002 to 13 Nov 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.