Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (10 May 2006 to 31 Aug 2006)
- CF22 Investment Adviser (Trainee) (13 Nov 2002 to 13 Nov 2002)
- CF21 Investment Adviser (13 Nov 2002 to 31 Oct 2007)
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- CF30 Customer (6 Dec 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.