Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Danisha Chadha

    IRN DXC00258

    • CF30 Customer (24 Oct 2014 to 19 Dec 2017)
  • Daniyal Baig

    IRN DXB00856

    • [FCA CF] Client dealing (21 Jun 2023 to 1 Apr 2026)
  • Daren James O'Toole

    IRN DJO00015

    • [FCA CF] Manager of certification employee (21 Sep 2022 to 1 Apr 2026)
  • Darren Moore

    IRN DXM00893

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (18 May 2023 to 1 Apr 2026)
  • Darren Roy Smith

    IRN DRS01108

    • [FCA CF] Manager of certification employee (3 Dec 2025 to 1 Apr 2026)
  • David Bevan

    IRN DXB02289

    • CF30 Customer (14 May 2014 to 23 Jul 2014)
  • David Brown

    IRN DXB01640

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • David Christopher Gooding

    IRN DCG00010

    • CF21 Investment Adviser (13 Dec 2002 to 16 Jun 2006)
    • CF22 Investment Adviser (Trainee) (6 Nov 2002 to 13 Dec 2002)
  • David Cobb

    IRN DMC01075

    • Director of firm who is not a certification employee or a SMF manager (4 Jun 2021 to 21 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 4 Dec 2020)
    • Responsible for Insurance Mediation (17 Oct 2018 to 17 Oct 2018)
    • CF3 Chief Executive (17 Oct 2018 to 8 Dec 2019)
    • CF1 Director (27 Sep 2013 to 8 Dec 2019)
  • David Horne

    IRN DXH01284

    • CF1 Director (1 Dec 2001 to 31 Aug 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.