David Christopher Gooding

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
  • MENZIES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 486548

    • CF30 Customer (25 Oct 2016 to 19 Jul 2017)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (29 Jun 2006 to 7 Aug 2006)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF21 Investment Adviser (13 Dec 2002 to 16 Jun 2006)
    • CF22 Investment Adviser (Trainee) (6 Nov 2002 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.