Darren Roy Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 25 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 25 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
  • HFS Milbourne Financial Services Limited

    FRN 125051

    • [FCA CF] Manager of certification employee (since 2 Jan 2025)
  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Manager of certification employee (since 2 Jan 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 2 Jan 2025)
    • [FCA CF] Client dealing (since 12 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2024)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 2 Jan 2025)
    • [FCA CF] Client dealing (since 12 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2024)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (3 Dec 2025 to 1 Apr 2026)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 4 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
    • CF21 Investment Adviser (4 Aug 2003 to 5 Apr 2006)
    • CF22 Investment Adviser (Trainee) (4 Jan 2002 to 4 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.