Daren James O'Toole

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • [FCA CF] Manager of certification employee (since 30 Jul 2024)
  • HFS Milbourne Financial Services Limited

    FRN 125051

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Aug 2021)
    • CF1 Director (AR) (4 Mar 2008 to 13 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 15 Oct 2025)
    • CF11 Money Laundering Reporting (11 Jul 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jul 2006 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Manager of certification employee (since 21 Sep 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2021)
    • [FCA CF] Client dealing (since 12 Jul 2021)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (21 Sep 2022 to 1 Apr 2026)
  • HFS Hamlyns Financial Services Ltd (no longer approved here)

    FRN 503049

    • Employed By (9 Aug 2021 to 15 Oct 2025)
  • HFS Feltons Financial Services Ltd (no longer approved here)

    FRN 479158

    • Employed By (4 Mar 2008 to 15 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.