Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Rosewall Edmands

    IRN DJE01107

    • SMF3 Executive Director (since 1 Apr 2026)
  • David John Archer

    IRN DJA00055

    • CF22 Investment Adviser (Trainee) (5 Apr 2006 to 2 Jun 2006)
  • David Michael Maggs

    IRN DMM01270

    • CF30 Customer (11 Jul 2017 to 13 Jul 2018)
  • David Rankin

    IRN DGR01046

    • [FCA CF] Manager of certification employee (30 Oct 2023 to 1 Apr 2026)
  • David Robert Quinton

    IRN DRQ00001

    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • David Ronald Smith

    IRN DRS00006

    • [FCA CF] Manager of certification employee (17 Oct 2023 to 1 Apr 2026)
  • David Wong

    IRN DXW00628

    • [FCA CF] Client dealing (27 Jun 2023 to 1 Apr 2026)
  • Debbie Parry-Jones

    IRN DXP00511

    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (30 May 2023 to 1 Apr 2026)
  • Declan Hewitt

    IRN DXH00877

    • [FCA CF] Client dealing (12 Dec 2024 to 1 Apr 2026)
  • Denise Callagahan

    IRN DXC00667

    • [FCA CF] Manager of certification employee (30 May 2023 to 31 Aug 2024)
    • [FCA CF] Client dealing (30 May 2023 to 31 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.