Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 5 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2026)
    • [FCA CF] Client dealing (since 5 Mar 2026)
  • Share In Ltd (no longer approved here)

    FRN 603332

    • CF1 Director (AR) (16 Aug 2018 to 12 Nov 2018)
  • Bespoke Capital Management LLP (no longer approved here)

    FRN 400031

    • Employed By (23 Jul 2015 to 5 Dec 2016)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (3 Mar 2014 to 22 Jun 2015)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (3 Jan 2012 to 28 Feb 2014)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF1 Director (20 Jun 2006 to 23 Jun 2006)
    • CF24 Pension Transfer Specialist (20 Jun 2006 to 11 Aug 2007)
    • CF21 Investment Adviser (20 Jun 2006 to 11 Aug 2007)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF22 Investment Adviser (Trainee) (5 Apr 2006 to 2 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.