Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (23 Oct 2018 to 8 Dec 2019)
    • (9)Employed By (since 19 Oct 2021)
  • Lubbock Fine Wealth Management LLP (no longer approved here)

    FRN 707296

    • CF30 Customer (10 Jan 2018 to 10 May 2018)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (24 Oct 2014 to 19 Dec 2017)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 6 Jun 2014)
    • CF24 Pension Transfer Specialist (17 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Place Campbell TrinityBridge Limited

  2. controlled function added: (9)Employed By at Place Campbell TrinityBridge Limited