Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • [FCA CF] Client dealing (11 Nov 2021 to 29 Apr 2022)
    • [FCA CF] Functions requiring qualifications (11 Nov 2021 to 29 Apr 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 27 Sep 2021)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF30 Customer (13 Jun 2013 to 6 Mar 2016)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.