CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam George Jordan

  IRN AXJ00142

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
• Ahmet Shevket

  IRN AXS00322

  • [FCA CF] Manager of certification employee (2 Dec 2020 to 8 Feb 2023)
  • [FCA CF] Client dealing (2 Dec 2020 to 8 Feb 2023)
• Aimee Lucia Gobey-Higgs

  IRN AXF00581

  • [FCA CF] Client dealing (since 3 Jan 2025)
• Ajaz Akhtar

  IRN AXA01125

  • CF30 Customer (7 Aug 2013 to 31 Oct 2014)
• Alexander Lawrence Bignell

  IRN ALB01093

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • [FCA CF] Client dealing (since 1 Apr 2023)
• Alfie Charles Surtees

  IRN AXS05407

  • [FCA CF] Client dealing (since 12 Feb 2025)
• Alison Jane Seymour

  IRN AJS00197

  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 31 Dec 2020)
  • [FCA CF] Client dealing (2 Dec 2020 to 31 Dec 2020)
  • CF30 Customer (28 Oct 2014 to 8 Dec 2019)
• Andrew Chastney

  IRN AXC00257

  • [FCA CF] Client dealing (1 Apr 2023 to 31 Oct 2024)
• Andrew James Taylor

  IRN AJT01256

  • CF1 Director (2 Dec 2014 to 30 Oct 2015)
  • CF11 Money Laundering Reporting (2 Dec 2014 to 30 Oct 2015)
  • CF10 Compliance Oversight (2 Dec 2014 to 30 Oct 2015)
• Andrew John David Herberts

  IRN AJH01233

  • CF30 Customer (22 Jul 2019 to 12 Nov 2019)
  • CF1 Director (2 Dec 2014 to 1 May 2019)

No changes recorded yet.