CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anna Chantal Marriette Trickey

  IRN AXT00115

  • [FCA CF] Significant management (since 28 Jul 2025)
  • [FCA CF] Material risk taker (since 12 Jun 2025)
• Anthony Edward Richards

  IRN AER01044

  • [FCA CF] Client dealing (1 Apr 2023 to 19 Dec 2023)
  • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 19 Dec 2023)
• Antony Philip Summers

  IRN APS01102

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 7 Jul 2021)
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • CF30 Customer (29 Oct 2014 to 8 Dec 2019)
• Arfan Syeed

  IRN AXS01405

  • [FCA CF] Significant management (since 28 Jul 2025)
• Brian Christopher O'Sullivan

  IRN BCO01012

  • CF28 Systems and controls (3 Dec 2014 to 1 May 2019)
  • CF1 Director (3 Dec 2014 to 1 May 2019)
• Bruce Ely-Johnston

  IRN BXE01087

  • CF1 Director (11 Aug 2015 to 14 Jul 2016)
  • CF30 Customer (11 Aug 2015 to 14 Jul 2016)
• Bruce Murray Kesterton

  IRN BMK01005

  • CF2 Non Executive Director (2 Mar 2016 to 1 May 2019)
  • CF3 Chief Executive (4 Nov 2015 to 8 Feb 2016)
• Carly Eve Whittaker

  IRN CXW00775

  • [FCA CF] Client dealing (since 14 Jul 2025)
• Carolyne Jane Baxter

  IRN CXB00830

  • [FCA CF] Client dealing (since 31 Jul 2023)
• Catherine Ann Lake

  IRN CXL00134

  • [FCA CF] Client dealing (since 30 Nov 2024)
  • [FCA CF] Manager of certification employee (since 17 Feb 2023)

No changes recorded yet.