Brian Christopher O'Sullivan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomas Miller Investment Ltd. (no longer approved here)

    FRN 189829

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF10a CASS Oversight function (11 Jul 2012 to 22 Nov 2013)
    • CF28 Systems and controls (16 Jul 2009 to 8 Dec 2019)
    • CF1 Director (16 Jul 2009 to 8 Dec 2019)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF1 Director (3 Dec 2014 to 1 May 2019)
    • CF28 Systems and controls (3 Dec 2014 to 1 May 2019)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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