Thomas Miller Investment Ltd.

Date authorised
1 April 2013
Companies House
02187502
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072042020
    Web
    https://tminvestment.com

  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072042020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abiodun Mutairu Oladimeji

    IRN AMO01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (13 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (28 Mar 2011 to 8 Dec 2019)
  • Agnes Hardie Macfarlane

    IRN AHM01086

    • CF21 Investment Adviser (13 Sep 2006 to 10 Nov 2006)
  • Andrew James Taylor

    IRN AJT01256

    • CF10 Compliance Oversight (28 Jul 2011 to 30 Oct 2015)
    • CF11 Money Laundering Reporting (28 Jul 2011 to 30 Oct 2015)
  • Andrew John David Herberts

    IRN AJH01233

    • CF1 Director (19 Jun 2014 to 1 May 2019)
    • CF30 Customer (21 May 2012 to 1 May 2019)
  • Andrew Timothy Jenkinson

    IRN ATJ01009

    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2008)
    • CF2 Non Executive Director (1 Dec 2001 to 31 Jul 2008)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Angus James Chapman

    IRN AJC01286

    • CF30 Customer (14 Aug 2009 to 28 May 2010)
  • Brian Christopher O'Sullivan

    IRN BCO01012

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF10a CASS Oversight function (11 Jul 2012 to 22 Nov 2013)
    • CF28 Systems and controls (16 Jul 2009 to 8 Dec 2019)
    • CF1 Director (16 Jul 2009 to 8 Dec 2019)
  • Brian Sheppard

    IRN BXS01137

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 3 Nov 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 18 Mar 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Bruce Ely-Johnston

    IRN BXE01087

    • CF30 Customer (11 Aug 2015 to 14 Jul 2016)
  • Bruce Murray Kesterton

    IRN BMK01005

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 14 Dec 2021)
    • CF2 Non Executive Director (2 Mar 2016 to 8 Dec 2019)
    • CF3 Chief Executive (4 Nov 2015 to 8 Feb 2016)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.