Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF1 Director (2 Dec 2014 to 30 Oct 2015)
    • CF10 Compliance Oversight (2 Dec 2014 to 30 Oct 2015)
    • CF11 Money Laundering Reporting (2 Dec 2014 to 30 Oct 2015)
  • Thomas Miller Investment Ltd. (no longer approved here)

    FRN 189829

    • CF10 Compliance Oversight (28 Jul 2011 to 30 Oct 2015)
    • CF11 Money Laundering Reporting (28 Jul 2011 to 30 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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