Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Henwood Court Financial Planning Limited
FRN 417707
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
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- [FCA CF] Functions requiring qualifications (1 Apr 2023 to 19 Dec 2023)
- [FCA CF] Client dealing (1 Apr 2023 to 19 Dec 2023)
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- CF1 Director (AR) (9 May 2012 to 27 Feb 2017)
- CF30 Customer (9 May 2012 to 27 Feb 2017)
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- (12)Employed By (9 May 2012 to 27 Feb 2017)
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- CF30 Customer (20 Nov 2008 to 26 May 2010)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.