Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 19 Dec 2023)
    • [FCA CF] Client dealing (1 Apr 2023 to 19 Dec 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (9 May 2012 to 27 Feb 2017)
    • CF30 Customer (9 May 2012 to 27 Feb 2017)
  • Ernest Grant Ltd (no longer approved here)

    FRN 568558

    • (12)Employed By (9 May 2012 to 27 Feb 2017)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (20 Nov 2008 to 26 May 2010)
  • Hampshire Hill Group Limited (no longer approved here)

    FRN 425911

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.