Henwood Court Financial Planning Limited

• Principal Place of Business

  20 Country Park View

  Sutton Coldfield

  West Midlands

  B76 1TE

  UNITED KINGDOM

  Phone

  +4401213131370

  Web

  https://www.henwoodcourt.co.uk

• Complaints Contact

  20 Country Park View

  Sutton Coldfield

  West Midlands

  B76 1TE

  UNITED KINGDOM

  Phone

  +4401213131370

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Cutler

  IRN AXC01268

  • Director of firm who is not a certification employee or a SMF manager (since 9 Apr 2024)
• Alister Stuart Eden

  IRN ASE01041

  • CF30 Customer (24 Apr 2015 to 28 Oct 2016)
• Ann Eales

  IRN AXE00002

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF24 Pension Transfer Specialist (7 Jun 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (7 Jun 2007 to 31 Oct 2007)
• Anna Kavanagh

  IRN AXK00135

  • [FCA CF] Significant management (1 Mar 2020 to 17 Oct 2023)
• Anthony Edward Richards

  IRN AER01044

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
  • [FCA CF] Client dealing (since 9 Apr 2024)
• Declan James Kirby

  IRN DXK21207

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
  • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
• Edward Brain

  IRN EXB00402

  • [FCA CF] Proprietary trader (30 Jan 2024 to 9 Apr 2024)
• Edward Gregory Bishop

  IRN EGB00008

  • CF30 Customer (30 Sep 2016 to 20 Feb 2019)
• Elliot Newton

  IRN EXN00051

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
  • [FCA CF] Client dealing (since 22 Oct 2025)
  • [FCA CF] Proprietary trader (since 17 Apr 2024)
  • [FCA CF] Client dealing (16 May 2022 to 17 Apr 2024)
• Gaye Morris

  IRN GXM00151

  • Director of firm who is not a certification employee or a SMF manager (1 Jun 2020 to 12 May 2022)

No changes recorded yet.