Christopher John Faulkner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Isio Wealth Planning Limited

    FRN 460880

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 5 Nov 2021)
    • [FCA CF] Manager of certification employee (since 5 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2021)
  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
    • CF30 Customer (15 Nov 2018 to 15 Oct 2021)
  • GODDARD PERRY CONSULTING LIMITED (no longer approved here)

    FRN 125376

    • CF30 Customer (13 Feb 2017 to 20 Sep 2019)
  • HUB Pension Consulting Ltd (no longer approved here)

    FRN 589976

    • Employed By (13 Feb 2017 to 15 Oct 2021)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (31 Mar 2008 to 30 Jun 2010)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.