Isio Wealth Planning Limited

• Principal Place of Business

  Isio

  A M P House

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4407500993506

  Web

  https://www.isio.com/isio-wealth-planning-welcome/

• Complaints Contact

  Isio

  A M P House

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4407500993506

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Adam Clarke

  IRN ARC01176

  • [FCA CF] Manager of certification employee (19 Nov 2024 to 3 Oct 2025)
• Alexandra McClelland

  IRN AXM04975

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
• Andrew Charles Owen

  IRN ACO00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
  • CF30 Customer (6 Jun 2016 to 8 Dec 2019)
• Andrew James Coles

  IRN AJC01310

  • Responsible for Insurance Distribution (since 14 Sep 2023)
  • SMF3 Executive Director (since 1 Sep 2022)
• Andrew John Wakely

  IRN AJW00120

  • CF30 Customer (30 Jun 2014 to 19 Feb 2016)
• Andrew Norrington

  IRN AXN10411

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Feb 2020)
  • CF30 Customer (31 Jan 2019 to 8 Dec 2019)
• Ben Thomas Allen

  IRN BTA01010

  • [FCA CF] Manager of certification employee (since 14 Mar 2025)
• Callum Jack Woodward

  IRN CXW00353

  • [FCA CF] Functions requiring qualifications (25 Mar 2024 to 20 Aug 2025)
  • [FCA CF] Client dealing (25 Mar 2024 to 20 Aug 2025)
• Christopher John Elsey

  IRN CJE00011

  • CF30 Customer (8 Nov 2013 to 29 Nov 2016)
• Christopher John Faulkner

  IRN CJF00036

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 5 Nov 2021)
  • [FCA CF] Manager of certification employee (since 5 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2021)

No changes recorded yet.