Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Isio Wealth Planning Limited (no longer approved here)

    FRN 460880

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (6 Jun 2016 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (25 Jun 2010 to 3 Jun 2016)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • CF24 Pension Transfer Specialist (27 Feb 2002 to 2 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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