Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (6 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (25 Jun 2010 to 3 Jun 2016)
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- CF24 Pension Transfer Specialist (27 Feb 2002 to 2 Aug 2002)
- CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.