Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2025)
  • Isio Wealth Planning Limited (no longer approved here)

    FRN 460880

    • [FCA CF] Client dealing (25 Mar 2024 to 20 Aug 2025)
    • [FCA CF] Functions requiring qualifications (25 Mar 2024 to 20 Aug 2025)
  • Humboldt Financial Limited (no longer approved here)

    FRN 826457

    • [FCA CF] Client dealing (7 Sep 2021 to 28 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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