Ben Thomas Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Isio Wealth Planning Limited

    FRN 460880

    • [FCA CF] Manager of certification employee (since 14 Mar 2025)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • Appointed representative dealing with clients for which they require qualification (21 Dec 2021 to 20 Dec 2024)
    • [FCA CF] Client dealing (21 Dec 2021 to 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (21 Dec 2021 to 20 Dec 2024)
    • CF30 Customer (20 Dec 2021 to 1 Jan 2025)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2024)
    • CF30 Customer (21 Aug 2017 to 1 Jan 2025)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (21 Aug 2017 to 1 Jan 2025)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (1 Feb 2017 to 25 Aug 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 May 2016 to 8 Feb 2017)
  • Nsure Financial Services Limited (no longer approved here)

    FRN 176557

    • CF30 Customer (8 Oct 2013 to 29 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.