Nsure Financial Services Limited

• Principal Place of Business

  Nsure House

  93 Rowlands Road

  Worthing

  West Sussex

  BN11 3JX

  UNITED KINGDOM

  Phone

  +4401903821010

  Web

  https://www.nsurefinancial.co.uk

• Complaints Contact

  93 Rowlands Road

  Worthing

  West Sussex

  BN11 3JX

  UNITED KINGDOM

  Phone

  +4401903821010

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair Neil Cunningham

  IRN ANC01039

  • CF21 Investment Adviser (20 Sep 2004 to 31 Jan 2005)
  • CF24 Pension Transfer Specialist (20 Sep 2004 to 31 Jan 2005)
  • CF22 Investment Adviser (Trainee) (25 Mar 2004 to 20 Sep 2004)
• Anna Louise Webb

  IRN ALW00008

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 6 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Apr 2023)
• Anthony Roger Cohen

  IRN ARC00022

  • 21. Advising or arranging (bringing about) equity release transactions
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 10. Broker fund adviser
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 20 Dec 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Barry Frederick Lilley

  IRN BFL00004

  • CF1 Director (1 Dec 2001 to 26 Jul 2002)
• Ben Thomas Allen

  IRN BTA01010

  • CF30 Customer (8 Oct 2013 to 29 Apr 2016)
• Christopher Arthur Porter

  IRN CAP01071

  • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 6 Feb 2004)
• Christopher John Lamond

  IRN CJL01097

  • CF30 Customer (1 Nov 2007 to 13 Aug 2009)
  • CF22 Investment Adviser (Trainee) (31 Aug 2006 to 31 Oct 2007)
• Daniel Clarke

  IRN DJC01345

  • CF30 Customer (1 Nov 2007 to 30 Jul 2008)
  • CF22 Investment Adviser (Trainee) (19 Sep 2007 to 31 Oct 2007)
• David Colin Craft Wright

  IRN DCW00011

  • CF1 Director (1 Dec 2001 to 19 Jul 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2007)
• David John Guildford

  IRN DJG00004

  • CF22 Investment Adviser (Trainee) (9 May 2005 to 16 Dec 2005)

• Nsure Estate Agents Ltd

  FRN 451429 · Appointed 3 May 2006

• N S Financial Services (no longer appointed)

  FRN 184413 · Appointed 8 Sep 2020 · Until 5 Apr 2022

• Arundel Business Associates Ltd (no longer appointed)

  FRN 669415 · Appointed 2 Feb 2015 · Until 4 Feb 2016

• David Guildford (no longer appointed)

  FRN 613597 · Appointed 24 Jan 2014 · Until 10 Sep 2018

• Chris Dixon (no longer appointed)

  FRN 459576 · Appointed 2 Nov 2006 · Until 12 Feb 2008

No changes recorded yet.