Daniel Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management LLP

    FRN 442303

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (26 Jan 2017 to 7 Feb 2017)
  • HJP Wealth Management Ltd (no longer approved here)

    FRN 769912

    • (7)Employed By (26 Jan 2017 to 7 Feb 2017)
  • Nsure Financial Services Limited (no longer approved here)

    FRN 176557

    • CF30 Customer (1 Nov 2007 to 30 Jul 2008)
    • CF22 Investment Adviser (Trainee) (19 Sep 2007 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (11 May 2006 to 10 Sep 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 May 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (11 May 2006 to 10 Sep 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.