Alistair Neil Cunningham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINGATE WEALTH MANAGEMENT LIMITED

    FRN 478923

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (3 Mar 2008 to 8 Dec 2019)
    • CF1 Director (3 Mar 2008 to 8 Dec 2019)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF24 Pension Transfer Specialist (3 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
  • Nsure Financial Services Limited (no longer approved here)

    FRN 176557

    • CF24 Pension Transfer Specialist (20 Sep 2004 to 31 Jan 2005)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Jan 2005)
    • CF22 Investment Adviser (Trainee) (25 Mar 2004 to 20 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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