WFS Consulting Limited

• Principal Place of Business

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +4401883332260

  Web

  https://www.wingatebs.com

• Complaints Contact

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +4401883332260

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair Neil Cunningham

  IRN ANC01039

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (3 Feb 2005 to 31 Oct 2007)
• Andrew Mark Snook

  IRN AMS01323

  • [FCA CF] Manager of certification employee (6 Nov 2023 to 15 Jan 2024)
• Benjamin David Clarke

  IRN BDC01034

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 9 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (6 May 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 May 2003 to 31 Mar 2009)
  • CF3 Chief Executive (1 Oct 2002 to 8 Dec 2019)
• Benjamin George Law

  IRN BGL01005

  • CF21 Investment Adviser (2 Feb 2005 to 29 Apr 2006)
  • CF22 Investment Adviser (Trainee) (13 Aug 2003 to 1 Feb 2005)
• Bernard Fredrick Rust

  IRN BFR00003

  • CF30 Customer (13 Jan 2009 to 1 Dec 2009)
• Christine Ann Mann

  IRN CAE00001

  • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
  • CF21 Investment Adviser (31 Mar 2004 to 31 Oct 2007)
• Clare Louise McBarron

  IRN CLM01080

  • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
  • CF21 Investment Adviser (7 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 May 2005 to 7 Aug 2006)
• David James Lockie

  IRN DXL00447

  • CF1 Director (AR) (22 Jan 2024 to 1 May 2025)
• Douglas Graham Flower

  IRN DGF00002

  • CF30 Customer (1 Jan 2013 to 1 Apr 2014)
• Ellen Lucy Cunningham

  IRN ELP01012

  • CF30 Customer (1 Jan 2010 to 1 Nov 2012)
  • CF21 Investment Adviser (13 Feb 2003 to 1 Jul 2005)

• Bridgehead (UK) Limited (no longer appointed)

  FRN 193134 · Appointed 1 Apr 2018 · Until 27 Mar 2026

• Expense Reduction Analysts (Uk) Limited (no longer appointed)

  FRN 421168 · Appointed 28 Mar 2013 · Until 5 Jan 2022

• NB Financial Consultancy Ltd (no longer appointed)

  FRN 448610 · Appointed 27 Feb 2006 · Until 12 May 2008

No changes recorded yet.