WFS Consulting Limited

• Principal Place of Business

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +4401883332260

  Web

  https://www.wingatebs.com

• Complaints Contact

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +4401883332260

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elona Mortimer-Zhika

  IRN EXM00383

  • CF1 Director (AR) (4 Dec 2023 to 20 Dec 2024)
• Esther Mary Dryland

  IRN EMD00003

  • CF21 Investment Adviser (4 Apr 2003 to 18 Apr 2005)
  • CF24 Pension Transfer Specialist (4 Apr 2003 to 18 Apr 2005)
• Helen Claire Pengelly

  IRN HCP00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 1 Feb 2014)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2026)
• Ian Richard Pullen

  IRN IRP01042

  • CF30 Customer (1 Jan 2010 to 1 Mar 2010)
• John Albert Ibbs

  IRN JAI00005

  • CF30 Customer (1 Nov 2007 to 12 May 2008)
  • CF1 Director (AR) (1 Mar 2006 to 12 May 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Mar 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2004)
  • CF1 Director (1 Dec 2001 to 1 Mar 2006)
• John William Marshgreen

  IRN JWM00014

  • CF1 Director (1 Dec 2001 to 20 Jun 2005)
• Jonathan Bird

  IRN JPB01307

  • CF30 Customer (17 Aug 2015 to 1 Sep 2019)
• Jonathan Lee Bertrand

  IRN JLB01207

  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 13 Sep 2024)
  • [FCA CF] Client dealing (1 Oct 2020 to 13 Sep 2024)
• Kevin Peter Dady

  IRN KPD01017

  • CF1 Director (AR) (25 Nov 2023 to 30 Apr 2024)
• Kim Ian Martin

  IRN KIM00005

  • CF1 Director (1 Dec 2001 to 7 Apr 2017)

• Bridgehead (UK) Limited (no longer appointed)

  FRN 193134 · Appointed 1 Apr 2018 · Until 27 Mar 2026

• Expense Reduction Analysts (Uk) Limited (no longer appointed)

  FRN 421168 · Appointed 28 Mar 2013 · Until 5 Jan 2022

• NB Financial Consultancy Ltd (no longer appointed)

  FRN 448610 · Appointed 27 Feb 2006 · Until 12 May 2008

No changes recorded yet.