Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Jan 2013 to 8 Dec 2019)
  • Courtney Havers LLP (no longer approved here)

    FRN 463179

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • CF24 Pension Transfer Specialist (4 Apr 2003 to 18 Apr 2005)
    • CF21 Investment Adviser (4 Apr 2003 to 18 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.