Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2023)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (12 Feb 2021 to 21 Mar 2022)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 5 Oct 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (6 Nov 2008 to 31 Mar 2011)
    • CF30 Customer (6 Nov 2008 to 31 Jul 2009)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • CF30 Customer (1 Nov 2007 to 12 May 2008)
    • CF1 Director (AR) (1 Mar 2006 to 12 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2004)
    • CF1 Director (1 Dec 2001 to 1 Mar 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.