Jonathan Lee Bertrand

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Objective Wealth Ltd

    FRN 827991

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
    • [FCA CF] Client dealing (since 16 Sep 2024)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 13 Sep 2024)
    • [FCA CF] Client dealing (1 Oct 2020 to 13 Sep 2024)
  • WINGATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 478923

    • [FCA CF] Client dealing (1 Oct 2020 to 13 Sep 2024)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 13 Sep 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • bdhSterling Limited (no longer approved here)

    FRN 499460

    • CF30 Customer (29 Sep 2017 to 8 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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