bdhSterling Limited

• Principal Place of Business

  B D H Sterling Ltd

  Capitol Square 4-6

  Church Street

  Epsom

  Surrey

  KT17 4NR

  UNITED KINGDOM

  Phone

  +441372724249

  Web

  https://www.bdhsterling.com

• Complaints Contact

  B D H Sterling Ltd

  Capitol Square 4-6

  Church Street

  Epsom

  Surrey

  KT17 4NR

  UNITED KINGDOM

  Phone

  +441372724249

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ann-Marie Veal

  IRN AXV00015

  • [FCA CF] Client dealing (18 Jan 2021 to 10 Jun 2024)
  • [FCA CF] Functions requiring qualifications (18 Jan 2021 to 10 Jun 2024)
• Charlotte Evrard

  IRN CXC02247

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jun 2025)
  • CF30 Customer (3 Aug 2018 to 8 Dec 2019)
• Christine Margaret Keen

  IRN CMK00001

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jun 2025)
  • CF30 Customer (2 Nov 2010 to 8 Dec 2019)
• Daniel Michael Ash-Wentworth

  IRN DXW00433

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2022)
  • [FCA CF] Client dealing (since 9 Feb 2022)
• Georgia Baker

  IRN GXB00368

  • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 30 Jan 2026)
  • [FCA CF] Client dealing (9 Feb 2022 to 30 Jan 2026)
• James Johnson

  IRN JXJ01409

  • CF30 Customer (17 Nov 2014 to 25 May 2018)
• John Andrew Lee

  IRN JAL00079

  • Responsible for Insurance Mediation (22 Jul 2009 to 1 Mar 2010)
  • CF30 Customer (22 Jul 2009 to 1 Mar 2010)
  • CF11 Money Laundering Reporting (22 Jul 2009 to 1 Mar 2010)
  • CF10 Compliance Oversight (22 Jul 2009 to 1 Mar 2010)
  • CF1 Director (22 Jul 2009 to 1 Mar 2010)
• John Paul Vailes

  IRN JXV01224

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Sep 2018 to 8 Dec 2019)
• Jonathan Lee Bertrand

  IRN JLB01207

  • CF30 Customer (29 Sep 2017 to 8 Nov 2019)
• Joseph Kerwin

  IRN JXK00069

  • CF30 Customer (6 Oct 2016 to 22 Dec 2017)

• Russell Lambert (no longer appointed)

  FRN 552824 · Appointed 7 Jun 2011 · Until 6 Oct 2016

No changes recorded yet.