Ann-Marie Veal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

bdhSterling Limited (no longer approved here)
FRN 499460
- [FCA CF] Client dealing (18 Jan 2021 to 10 Jun 2024)
- [FCA CF] Functions requiring qualifications (18 Jan 2021 to 10 Jun 2024)
KW Wealth Planning Limited (no longer approved here)
FRN 114694
- CF30 Customer (1 Jan 2015 to 31 Oct 2017)
HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 197340
- CF30 Customer (13 Sep 2010 to 18 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.