KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Harrison

  IRN AXH00112

  • [FCA CF] Client dealing (28 Dec 2021 to 24 Oct 2024)
  • [FCA CF] Functions requiring qualifications (28 Dec 2021 to 24 Oct 2024)
• Adam Michael Kent

  IRN AMK01101

  • [FCA CF] Functions requiring qualifications (18 Oct 2024 to 26 Sep 2025)
  • [FCA CF] Client dealing (18 Oct 2024 to 26 Sep 2025)
• Adam Suggett

  IRN AXS04078

  • CF1 Director (9 Jul 2015 to 20 Jan 2017)
• Adrian James Garside

  IRN AJG01326

  • [FCA CF] Client dealing (6 Apr 2020 to 7 Mar 2022)
  • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 7 Mar 2022)
• Adrian Tomaino

  IRN AXT00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2025)
  • [FCA CF] Client dealing (since 21 Nov 2025)
• Alan John Morton

  IRN AJM01243

  • Responsible for Insurance Mediation (21 Jun 2016 to 20 Sep 2017)
  • CF3 Chief Executive (21 Jun 2016 to 20 Sep 2017)
  • CF1 Director (27 Sep 2013 to 20 Sep 2017)
• Alan Robert Willmont

  IRN ARW00010

  • [FCA CF] Functions requiring qualifications (10 May 2023 to 24 Jan 2025)
  • [FCA CF] Client dealing (10 May 2023 to 24 Jan 2025)
• Alastair Simon Raine

  IRN ASR00018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
• Alex Holloran

  IRN AXH02942

  • [FCA CF] Client dealing (21 Oct 2022 to 30 Dec 2025)
  • [FCA CF] Functions requiring qualifications (21 Oct 2022 to 30 Dec 2025)
• Alex Ivers Kirkpatrick

  IRN AXK00687

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 16 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2026)

No changes recorded yet.