Adrian Tomaino

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2025)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Client dealing (19 Apr 2023 to 14 Dec 2023)
    • [FCA CF] Functions requiring qualifications (19 Apr 2023 to 14 Dec 2023)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2022)
    • CF30 Customer (15 Mar 2016 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (11 Jan 2016 to 11 Jan 2016)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.