Adam Harrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2024)
    • [FCA CF] Client dealing (since 23 Oct 2024)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (28 Dec 2021 to 24 Oct 2024)
    • [FCA CF] Functions requiring qualifications (28 Dec 2021 to 24 Oct 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (24 Mar 2011 to 24 Dec 2013)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (25 Apr 2003 to 28 Sep 2003)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 25 Apr 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (25 Apr 2003 to 28 Sep 2003)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 25 Apr 2003)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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