Alastair Simon Raine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
    • [FCA CF] Client dealing (since 4 Oct 2022)
  • BOB LITTLE & CO LIMITED (no longer approved here)

    FRN 439777

    • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
    • CF1 Director (3 Jan 2006 to 22 Dec 2010)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.