BOB LITTLE & CO LIMITED

• Principal Place of Business

  Bob Little & Co Ltd

  Prospect House

  Troisdorf Way

  Kirkleatham Business Park

  Redcar

  Redcar and Cleveland

  TS10 5RX

  UNITED KINGDOM

  Phone

  +441642477758

  Web

  https://www.boblittle.co.uk

• Complaints Contact

  Bob Little & Co Ltd

  Prospect House

  Troisdorf Way

  Kirkleatham Business Park

  Redcar

  Redcar and Cleveland

  TS10 5RX

  UNITED KINGDOM

  Phone

  +4401642477758

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Alastair Simon Raine

  IRN ASR00018

  • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • CF1 Director (3 Jan 2006 to 22 Dec 2010)
• Christopher Donnelly

  IRN CXD00070

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
• Christopher John Woodhams

  IRN CJW00058

  • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (3 Jan 2006 to 22 Dec 2010)
  • CF1 Director (3 Jan 2006 to 22 Dec 2010)
• Jonathan Luke Mackenzie

  IRN JXM04395

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 2 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2025)
• Martin Stuart Cockerill

  IRN MSC00029

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Matthew Thomas Grayson

  IRN MXG00183

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Paul Steward

  IRN PXS02123

  • CF30 Customer (1 May 2011 to 31 Dec 2012)
• Robert Aaron Little

  IRN RAL01166

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (6 Jan 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jan 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Jan 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (6 Jan 2012 to 30 Sep 2018)
  • CF30 Customer (13 Apr 2011 to 8 Dec 2019)
• Robert Arthur Little

  IRN RAL00009

  • CF10 Compliance Oversight (7 Feb 2011 to 31 Oct 2011)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
  • CF1 Director (3 Jan 2006 to 31 Oct 2011)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (3 Jan 2006 to 31 Oct 2011)
  • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (3 Jan 2006 to 31 Oct 2011)
• Ryan Steward

  IRN RXS02223

  • CF30 Customer (1 May 2011 to 3 Oct 2014)

No changes recorded yet.