Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BOB LITTLE & CO LIMITED (no longer approved here)

    FRN 439777

    • CF10 Compliance Oversight (7 Feb 2011 to 31 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF1 Director (3 Jan 2006 to 31 Oct 2011)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Jan 2006 to 31 Oct 2011)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 31 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.