Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Sep 2022)
- CF30 Customer (since 5 Sep 2022)
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Pensionlite Ltd
FRN 778159
- (4)Employed By (since 5 Sep 2022)
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- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 18 Jan 2022)
- [FCA CF] Client dealing (1 Jan 2021 to 18 Jan 2022)
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- CF30 Customer (31 Oct 2016 to 20 Oct 2017)
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- CF30 Customer (24 Jun 2016 to 8 Dec 2016)
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- CF30 Customer (5 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (1 May 2011 to 3 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.