Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2022)
    • CF30 Customer (since 5 Sep 2022)
    • (4)Employed By (since 5 Sep 2022)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 18 Jan 2022)
    • [FCA CF] Client dealing (1 Jan 2021 to 18 Jan 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (31 Oct 2016 to 20 Oct 2017)
  • GATE CAPITAL GROUP LTD. (no longer approved here)

    FRN 189170

    • CF30 Customer (24 Jun 2016 to 8 Dec 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
  • BOB LITTLE & CO LIMITED (no longer approved here)

    FRN 439777

    • CF30 Customer (1 May 2011 to 3 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.