Alan Robert Willmont

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KW Wealth Planning Limited (no longer approved here)
FRN 114694
- [FCA CF] Client dealing (10 May 2023 to 24 Jan 2025)
- [FCA CF] Functions requiring qualifications (10 May 2023 to 24 Jan 2025)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 14 Oct 2011)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (5 Feb 2010 to 16 Sep 2010)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.