Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aaron Poltorak

  IRN ASP01069

  • CF30 Customer (3 Sep 2010 to 30 Sep 2010)
• Adam Dawe

  IRN AMD01153

  • CF30 Customer (6 Sep 2010 to 14 Apr 2012)
• Adam Paul Harris

  IRN APH01124

  • CF30 Customer (16 Apr 2012 to 12 Apr 2013)
• Adele Crane

  IRN AXC01855

  • CF30 Customer (6 Dec 2011 to 30 Jul 2012)
• Adrian David Powell

  IRN ADP00019

  • CF30 Customer (14 Mar 2012 to 17 May 2013)
• Adrian James Hooper

  IRN AJH00079

  • CF30 Customer (8 Dec 2011 to 17 May 2013)
• Adrian Michael Lockett

  IRN AXL00110

  • CF30 Customer (3 Sep 2010 to 2 Aug 2013)
• Adrian Michael Rooney

  IRN AMR00042

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Adrian Pain

  IRN AXP01684

  • CF30 Customer (4 Dec 2012 to 17 May 2013)
• Aimee Hill

  IRN AXH91168

  • [FCA CF] Significant management (7 Nov 2023 to 8 May 2024)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.