Adam Dawe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- Appointed representative dealing with clients for which they require qualification (10 Dec 2021 to 21 Jan 2026)
- CF30 Customer (20 Oct 2015 to 21 Jan 2026)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2021)
John Davies Financial Consultancy (no longer approved here)
FRN 215410
- (1)Employed By (20 Oct 2015 to 21 Jan 2026)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (6 Sep 2010 to 14 Apr 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (8 Jan 2008 to 16 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.