Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
- [FCA CF] Client dealing (since 1 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
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- CF30 Customer (6 Dec 2011 to 30 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2011)
- CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 3 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.