Adam Paul Harris

• LEBC Group Limited

  FRN 760755

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Oct 2022)
  • [FCA CF] Client dealing (since 13 Oct 2022)
• Quilter Cheviot Limited (no longer approved here)

  FRN 124259

  • [FCA CF] Client dealing (16 Apr 2025 to 25 Mar 2026)
  • [FCA CF] Functions requiring qualifications (16 Apr 2025 to 25 Mar 2026)
• Quilter Private Client Advisers Limited (no longer approved here)

  FRN 227836

  • (166)Employed By (12 Jan 2024 to 16 Apr 2025)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (20 Dec 2023 to 16 Apr 2025)
  • CF30 Customer (15 Dec 2023 to 16 Apr 2025)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (295)Employed By (15 Dec 2023 to 16 Apr 2025)
• TITAN WEALTH PLANNING LTD (no longer approved here)

  FRN 574458

  • [FCA CF] Client dealing (9 Aug 2023 to 21 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 21 Aug 2023)
• Affinity Financial Awareness Limited (no longer approved here)

  FRN 409160

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• Wealth At Work Limited (no longer approved here)

  FRN 417367

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (22 May 2013 to 6 Mar 2016)
• West Bromwich Financial Planning Ltd (no longer approved here)

  FRN 452555

  • Employed By (16 Apr 2012 to 12 Apr 2013)

No changes recorded yet.